Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (23 Apr 2009 to 31 Dec 2009)
    • CF21 Investment Adviser (13 Apr 2004 to 19 Jul 2005)
    • CF22 Investment Adviser (Trainee) (14 Aug 2003 to 13 Apr 2004)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (10 Apr 2002 to 30 Jun 2003)
    • CF27 Investment Management (10 Apr 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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