Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TSB Bank plc
FRN 191240
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 13 Dec 2011)
- CF21 Investment Adviser (25 Jun 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.