Julie-Ann Watts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealth UK (Financial) Ltd

    FRN 560484

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (19 Sep 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Apr 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Jan 2012 to 30 Sep 2018)
    • CF1 Director (3 Jan 2012 to 8 Dec 2019)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF1 Director (AR) (27 Aug 2009 to 24 Jan 2012)
    • CF30 Customer (7 Oct 2008 to 3 Aug 2009)
  • Wealth UK.Com Ltd (no longer approved here)

    FRN 408533

    • Employed By (7 Oct 2008 to 3 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.