Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 15 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 15 Dec 2025)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Dec 2009 to 30 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.