Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 6 Sep 2013)
    • CF21 Investment Adviser (8 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Jan 2005 to 8 Jun 2005)
  • Hyland Wealth Management Limited (no longer approved here)

    FRN 416518

    • (2)Employed By (31 Jan 2005 to 8 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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