Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
    • [FCA CF] Client dealing (since 7 Nov 2022)
    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
    • [FCA CF] Client dealing (since 7 Nov 2022)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2022)
    • CF30 Customer (26 Sep 2013 to 8 Dec 2019)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (18 Jan 2008 to 28 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.