Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Nov 2020)
    • CF3 Chief Executive (25 Jul 2017 to 1 Nov 2019)
    • Responsible for Insurance Mediation (24 Mar 2017 to 30 Sep 2018)
    • CF1 Director (5 May 2015 to 8 Dec 2019)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2020)
    • Responsible for Insurance Distribution (24 Apr 2019 to 30 Nov 2020)
    • CF1 Director (20 Sep 2018 to 8 Dec 2019)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF16 Significant Mgt (Desgntd Investment Business) (25 Feb 2005 to 1 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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