Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 30 May 2025)
    • SMF3 (AR) Executive Director function (since 21 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (9 Apr 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Apr 2018 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (9 Apr 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Apr 2018 to 8 Dec 2019)
    • Employed By (since 30 May 2025)
    • Employed By (since 30 May 2025)
    • Employed By (since 30 May 2025)
    • Employed By (25 Jul 2018 to 30 Jun 2023)
    • (1)Employed By (since 30 May 2025)
    • (3)Employed By (25 Jul 2018 to 30 Jun 2023)
    • Employed By (since 30 May 2025)
    • Employed By (25 Jul 2018 to 30 Jun 2023)
    • Employed By (since 30 May 2025)
    • Employed By (24 Jul 2018 to 30 Jun 2023)
    • (1)Employed By (since 30 May 2025)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (9 Apr 2018 to 8 Dec 2019)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (9 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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