Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (19 Aug 2010 to 31 Oct 2011)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (19 Aug 2010 to 3 Oct 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (17 Oct 2008 to 9 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.