Julian Stuart Barrow

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIONEER FINANCIAL SERVICES LIMITED

    FRN 578031

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [PRA CF] Significant risk taker or Material risk taker (since 31 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 31 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 31 Dec 2019)
    • [FCA CF] CASS oversight function (since 31 Dec 2019)
    • [FCA CF] Client dealing (since 31 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2019)
    • [FCA CF] Material risk taker (since 31 Dec 2019)
    • [FCA CF] Proprietary trader (since 31 Dec 2019)
    • [FCA CF] Significant management (since 31 Dec 2019)
    • [PRA CF] Key function holder (since 31 Dec 2019)
    • [PRA CF] Managing a material risk taker (since 31 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (5 Dec 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Dec 2012 to 30 Sep 2018)
    • CF1 Director (5 Dec 2012 to 8 Dec 2019)
    • CF30 Customer (5 Dec 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Dec 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.