Julian St John Harding

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Global Advisors Limited
FRN 146665
- SMF18 Other Overall Responsibility (since 18 Feb 2026)
- [FCA CF] Material risk taker (5 May 2021 to 18 Feb 2026)
- [FCA CF] Client dealing (18 Dec 2020 to 18 Feb 2026)
- [FCA CF] Manager of certification employee (18 Dec 2020 to 18 Feb 2026)
- CF30 Customer (8 Jul 2016 to 1 Dec 2018)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF1 Director (14 Jul 2011 to 3 Sep 2015)
- CF30 Customer (1 Nov 2007 to 10 Sep 2015)
- CF27 Investment Management (25 Oct 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.