Julian Simon Johns Swain

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • SMF3 Executive Director (9 Dec 2019 to 10 Sep 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Sep 2020)
    • CF3 Chief Executive (27 May 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 5 Jul 2012)
    • CF8 Apportionment and Oversight (9 Mar 2007 to 31 Oct 2007)
    • CF1 Director (20 Sep 2006 to 9 Mar 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF1 Director (20 Jul 2010 to 1 Nov 2012)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF1 Director (20 Jul 2010 to 1 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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