Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
    • CF21 Investment Adviser (25 May 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 May 2003 to 25 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.