Julian Richard Chillingworth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 144266

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [PRA CF] Significant risk taker or Material risk taker (1 May 2018 to 31 May 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 May 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 May 2022)
    • CF1 Director (25 Aug 2009 to 8 Feb 2012)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Sep 2003 to 16 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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