Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF30 Customer (1 Nov 2007 to 31 May 2011)
    • CF1 Director (1 Dec 2001 to 25 Feb 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 May 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 20 Feb 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.