Julian Peter Friel

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Feb 2014 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (6 Mar 2008 to 30 Dec 2011)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
    • CF21 Investment Adviser (6 Oct 2004 to 31 Oct 2007)
  • Kastle Gate Financial Management Ltd (no longer approved here)

    FRN 408282

    • (7)Employed By (16 Aug 2002 to 26 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.