Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF29 Limited scope function (limited scope SMCR firms only) (23 May 2023 to 8 Oct 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 19 Jun 2023)
- CF28 Systems and controls (14 Apr 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Apr 2015 to 8 Dec 2019)
- CF29 Significant management (14 Apr 2015 to 8 Dec 2019)
- CF1 Director (8 Apr 2015 to 8 Dec 2019)
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- CF1 Director (AR) (20 Nov 2013 to 8 Apr 2015)
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- Employed By (20 Nov 2013 to 8 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.