Julian Patrick Oakley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evercore Partners International LLP

    FRN 532714

    • [FCA CF] Manager of certification employee (since 24 Nov 2020)
    • [FCA CF] Client dealing (since 24 Nov 2020)
    • [FCA CF] Significant management (since 24 Nov 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Jul 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2011 to 30 Aug 2011)
    • CF30 Customer (1 Jul 2011 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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