Julian Nicholas Ward Vickers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natural Resources Global Capital Partners Limited

    FRN 678740

    • SMF16 Compliance Oversight (since 19 Oct 2021)
    • SMF9 Chair of the Governing Body (since 19 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Oct 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (9 Sep 2015 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (17 Aug 2009 to 15 Jul 2015)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.