Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 24 Feb 2017)
    • [FCA CF] Client dealing (since 24 Feb 2017)
    • [FCA CF] Manager of certification employee (24 Feb 2017 to 5 May 2021)
    • [FCA CF] Significant management (21 Feb 2017 to 26 May 2021)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 8 Jul 2010)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.