Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 24 Feb 2017)
- [FCA CF] Client dealing (since 24 Feb 2017)
- [FCA CF] Manager of certification employee (24 Feb 2017 to 5 May 2021)
- [FCA CF] Significant management (21 Feb 2017 to 26 May 2021)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 8 Jul 2010)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.