Julian Michael Howard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GAM London Limited

    FRN 122330

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Feb 2021)
    • [FCA CF] Client dealing (since 8 Feb 2021)
    • [FCA CF] Manager of certification employee (8 Feb 2021 to 31 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
  • GAM INTERNATIONAL MANAGEMENT LIMITED

    FRN 122331

    • [FCA CF] Client dealing (since 8 Feb 2021)
    • [FCA CF] Manager of certification employee (8 Feb 2021 to 31 Jan 2025)
    • CF30 Customer (18 May 2016 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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