Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hearnden & Weston Wealth Management Limited
FRN 595295
- (6)Employed By (since 21 Feb 2022)
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 13 Mar 2013)
- CF1 Director (AR) (13 Mar 2013 to 2 Mar 2022)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (17 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Oct 2004 to 17 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.