Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Sep 2019 to 28 Jan 2021)
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- CF30 Customer (11 Apr 2018 to 28 Jan 2019)
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- CF30 Customer (5 Apr 2016 to 23 Mar 2018)
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- CF30 Customer (20 Jul 2015 to 12 Feb 2016)
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- CF30 Customer (6 May 2013 to 10 Jun 2013)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (25 Nov 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2002)
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- CF21 Investment Adviser (25 Nov 2002 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2002)
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- Employed By (2 Nov 2001 to 31 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.