Julian Mark Docherty

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2022)
    • CF1 Director (AR) (14 Apr 2015 to 14 Jan 2022)
    • CF30 Customer (2 Apr 2012 to 31 Mar 2022)
    • CF4 Partner (AR) (2 Apr 2012 to 2 Jun 2015)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (14 Apr 2015 to 14 Jan 2022)
  • Waterhouse Financial Advisers Ltd (no longer approved here)

    FRN 190712

    • Employed By (7 Apr 2015 to 31 Mar 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (22 Jan 2010 to 1 Apr 2012)
    • CF4 Partner (AR) (22 Jan 2010 to 1 Apr 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.