Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Nov 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 20 May 2003)
    • CF3 Chief Executive (1 Dec 2001 to 8 Nov 2002)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF1 Director (1 Dec 2001 to 8 Nov 2002)
    • CF3 Chief Executive (1 Dec 2001 to 8 Nov 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 8 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.