Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Polunin Capital Partners Limited
FRN 197479
- [FCA CF] Material risk taker (since 1 Jul 2025)
- [FCA CF] Client dealing (since 7 Jul 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Jul 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Feb 2006 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Feb 2006 to 14 Feb 2012)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.