Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Bank of Montreal
FRN 124788
- [FCA CF] Client dealing (since 21 Jan 2020)
- [FCA CF] Material risk taker (since 21 Jan 2020)
-
- [FCA CF] Manager of certification employee (26 Apr 2019 to 27 Nov 2019)
- [FCA CF] Material risk taker (27 Feb 2019 to 27 Nov 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 27 Nov 2019)
- CF30 Customer (29 May 2008 to 6 Mar 2016)
-
- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.