Julian Kitley Hawkes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 2 Jan 2007)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • Tor Financial Planning Ltd

    FRN 499539

    • Employed By (since 23 Apr 2009)
  • Tor Consulting Ltd (no longer approved here)

    FRN 461931

    • Employed By (28 Dec 2006 to 6 Jun 2011)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (17 Mar 2004 to 30 Dec 2006)
  • Tor (Godalming) Ltd (no longer approved here)

    FRN 232120

    • (4)Employed By (17 Mar 2004 to 30 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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