Julian Hardiman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED

    FRN 124548

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [PRA CF] Significant risk taker or Material risk taker (since 24 Jan 2024)
    • [FCA CF] Material risk taker (since 24 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2019)
    • [FCA CF] Manager of certification employee (since 9 Sep 2019)
    • CF1 Director (1 Jan 2013 to 13 Nov 2013)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (16 Oct 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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