Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company (no longer approved here)

    FRN 122287

    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2020 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Feb 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.