Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TMG Direct Limited
FRN 786245
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 9 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 7 Feb 2024)
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- CF1 Director (AR) (12 May 2022 to 19 Apr 2024)
- Appointed representative dealing with clients for which they require qualification (21 Feb 2022 to 1 Mar 2024)
- [FCA CF] Functions requiring qualifications (21 Feb 2022 to 1 Mar 2024)
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- CF4 Partner (AR) (5 Mar 2008 to 15 Oct 2011)
- CF1 Director (AR) (4 Sep 2006 to 5 Mar 2008)
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- CF7 Sole Trader (AR) (8 Jul 2002 to 13 Dec 2002)
- CF22 Investment Adviser (Trainee) (31 Dec 2001 to 13 Dec 2002)
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- (1)Employed By (8 Jul 2002 to 13 Dec 2002)
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- (6)Employed By (1 Dec 2001 to 13 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.