Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 9 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Feb 2024)
  • Touchstone Corporate Limited (no longer approved here)

    FRN 674337

    • CF1 Director (AR) (12 May 2022 to 19 Apr 2024)
    • Appointed representative dealing with clients for which they require qualification (21 Feb 2022 to 1 Mar 2024)
    • [FCA CF] Functions requiring qualifications (21 Feb 2022 to 1 Mar 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (5 Mar 2008 to 15 Oct 2011)
    • CF1 Director (AR) (4 Sep 2006 to 5 Mar 2008)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF7 Sole Trader (AR) (8 Jul 2002 to 13 Dec 2002)
    • CF22 Investment Adviser (Trainee) (31 Dec 2001 to 13 Dec 2002)
  • Hartsmere Financial Services (no longer approved here)

    FRN 214482

    • (1)Employed By (8 Jul 2002 to 13 Dec 2002)
  • DPK Financial Services Limited (no longer approved here)

    FRN 170074

    • (6)Employed By (1 Dec 2001 to 13 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.