Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (16 Jun 2017 to 2 May 2019)
- CF1 Director (10 Oct 2014 to 2 May 2019)
- CF11 Money Laundering Reporting (10 Oct 2014 to 2 May 2019)
- CF29 Significant management (10 Oct 2014 to 2 May 2019)
- CF3 Chief Executive (10 Oct 2014 to 2 May 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.