Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 5 Dec 2017)
    • CF1 Director (AR) (since 5 Dec 2017)
    • (2)Employed By (since 2 Nov 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (19 Nov 2012 to 28 Dec 2017)
    • CF30 Customer (19 Nov 2012 to 28 Dec 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 May 2010 to 22 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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