Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 5 Dec 2017)
- CF1 Director (AR) (since 5 Dec 2017)
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Fgj Financial Services Ltd
FRN 590025
- (2)Employed By (since 2 Nov 2012)
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- CF1 Director (AR) (19 Nov 2012 to 28 Dec 2017)
- CF30 Customer (19 Nov 2012 to 28 Dec 2017)
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- CF30 Customer (28 May 2010 to 22 Oct 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.