Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsibility for MCD Intermediation (since 26 Mar 2021)
    • SMF16 Compliance Oversight (since 26 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (19 May 2016 to 8 Dec 2019)
  • Cobalt Private Finance Ltd (no longer approved here)

    FRN 414385

    • Employed By (16 Nov 2004 to 1 Oct 2009)
  • Cobalt Capital Ltd (no longer approved here)

    FRN 193266

    • Employed By (1 Dec 2001 to 16 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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