Julian Broxup

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goldman Sachs International
FRN 142888
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Sep 2024)
Goldman Sachs International Bank
FRN 124659
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Sep 2024)
Goldman Sachs Bank Europe SE
FRN 973220
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Sep 2024)
Goldman Sachs Bank USA
FRN 582328
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jun 2023)
Goldman Sachs Asset Management International
FRN 147212
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jan 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.