Julian Baker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2021)
    • CF30 Customer (29 Jan 2019 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 1 Sep 2021)
    • [FCA CF] Manager of certification employee (20 Sep 2016 to 1 Sep 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (20 Sep 2016 to 1 Sep 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.