Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HRS Asset Management Ltd (no longer approved here)

    FRN 624680

    • [FCA CF] Benchmark submission and administration (9 Nov 2020 to 10 Jun 2021)
    • [PRA CF] Key function holder (9 Nov 2020 to 20 Jul 2021)
    • [FCA CF] Significant management (9 Nov 2020 to 10 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Nov 2020 to 10 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Nov 2020 to 10 Jun 2021)
    • [FCA CF] Client dealing (9 Nov 2020 to 20 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 26 Jan 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jun 2021)
    • Responsible for Insurance Mediation (2 Sep 2014 to 30 Sep 2018)
    • CF1 Director (2 Sep 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Sep 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (2 Sep 2014 to 8 Dec 2019)
  • HRS Asset Management Ltd (no longer approved here)

    FRN 226518

    • (2)Employed By (20 Aug 2003 to 1 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

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