Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Benchmark submission and administration (9 Nov 2020 to 10 Jun 2021)
- [PRA CF] Key function holder (9 Nov 2020 to 20 Jul 2021)
- [FCA CF] Significant management (9 Nov 2020 to 10 Jun 2021)
- [FCA CF] Manager of certification employee (9 Nov 2020 to 10 Jun 2021)
- [FCA CF] Functions requiring qualifications (9 Nov 2020 to 10 Jun 2021)
- [FCA CF] Client dealing (9 Nov 2020 to 20 Jul 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Jun 2021)
- SMF3 Executive Director (9 Dec 2019 to 26 Jan 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 10 Jun 2021)
- Responsible for Insurance Mediation (2 Sep 2014 to 30 Sep 2018)
- CF1 Director (2 Sep 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Sep 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Sep 2014 to 8 Dec 2019)
- CF30 Customer (2 Sep 2014 to 8 Dec 2019)
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- (2)Employed By (20 Aug 2003 to 1 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.