Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • SMF3 Executive Director (7 Dec 2022 to 31 Jan 2025)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • CF29 Significant management (25 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (7 Sep 2015 to 8 Dec 2019)
  • Sucden Financial Limited (no longer approved here)

    FRN 114239

    • CF30 Customer (1 Nov 2007 to 7 Sep 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.