Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (7 Dec 2022 to 31 Jan 2025)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
- CF29 Significant management (25 Sep 2019 to 8 Dec 2019)
- CF30 Customer (7 Sep 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 7 Sep 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.