Julia Symes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company

    FRN 122020

    • [FCA CF] Significant management (since 27 Mar 2025)
    • [FCA CF] Manager of certification employee (since 27 Mar 2025)
    • [FCA CF] Material risk taker (since 27 Mar 2025)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • [FCA CF] Proprietary trader (since 7 Mar 2017)
    • [PRA CF] Managing a material risk taker (27 Mar 2025 to 28 Mar 2025)
    • CF29 Significant management (30 Oct 2009 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (26 Sep 2005 to 31 Oct 2007)
  • Northern Trust Global Services SE

    FRN 829966

    • [FCA CF] Significant management (since 27 Mar 2025)
    • [FCA CF] Manager of certification employee (since 27 Mar 2025)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • [FCA CF] Proprietary trader (since 1 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

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