Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 28 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jul 2025)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Jul 2021 to 21 Jan 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Jan 2022)
    • CF10 Compliance Oversight (11 Oct 2018 to 8 Dec 2019)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Jul 2021 to 21 Jan 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Jan 2022)
    • CF10 Compliance Oversight (26 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.