Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Securities plc
FRN 155240
- Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2021)
- SMF3 Executive Director (7 Mar 2016 to 29 Jan 2021)
- CF1 Director (18 May 2015 to 6 Mar 2016)
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- SMF18 Other Overall Responsibility (18 Mar 2020 to 29 Jan 2021)
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- SMF22 Other Local Responsibility (26 Apr 2016 to 29 Jan 2021)
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- SMF18 Other Overall Responsibility (26 Apr 2016 to 29 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
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