Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Craven Street Financial Planning Limited (no longer approved here)

    FRN 135202

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • CF4 Partner (AR) (21 Jan 2014 to 1 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (29 Sep 2004 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (7 Feb 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Brachers Wealth Management LLP (no longer approved here)

    FRN 612574

    • Employed By (21 Jan 2014 to 16 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.