Julia Caldwell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Sep 2018)
    • CF30 Customer (since 20 Sep 2018)
  • Pewter Financial Planning Ltd

    FRN 816543

    • (1)Employed By (since 20 Sep 2018)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (2 Oct 2013 to 21 Sep 2018)
  • Benchmark Financial Planning Limited (no longer approved here)

    FRN 227247

    • Employed By (2 Oct 2013 to 21 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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