Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2023)
- CF10a CASS Oversight function (1 Oct 2011 to 18 Jul 2013)
- CF29 Significant management (27 Aug 2009 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2023)
- CF10a CASS Oversight function (1 Oct 2011 to 18 Jul 2013)
- CF29 Significant management (27 Aug 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.