Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Manager of certification employee (1 Oct 2019 to 1 Dec 2023)
    • [FCA CF] Functions requiring qualifications (11 Jan 2018 to 30 Sep 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (12 Feb 2008 to 8 May 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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