Judith Ann Ward

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
    • CF30 Customer (9 Jun 2009 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 7 Dec 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (AR) (1 Dec 2001 to 29 Mar 2010)
  • Judy Ward (Financial Services) Ltd (no longer approved here)

    FRN 116340

    • Employed By (1 Dec 2001 to 29 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.