Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Redmayne-Bentley LLP
FRN 499510
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 16 Aug 2023)
- [FCA CF] Client dealing (since 16 Aug 2023)
- [FCA CF] Material risk taker (since 7 Sep 2022)
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- [FCA CF] Functions requiring qualifications (22 Nov 2021 to 7 Apr 2022)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2013)
- CF21 Investment Adviser (3 Nov 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.