Juan Farrow

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 9 Aug 2017)
Juan Farrow
FRN 786023
- (1)Employed By (since 9 Aug 2017)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (17 May 2012 to 6 Mar 2016)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (20 Jun 2011 to 13 Apr 2012)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF22 Investment Adviser (Trainee) (24 May 2002 to 31 Oct 2002)
The Renewals Warehouse Limited (no longer approved here)
FRN 208728
- Employed By (24 Jan 2002 to 25 Feb 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.