Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 18 Jan 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 22 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (22 Aug 2006 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (12 Aug 2004 to 5 Apr 2006)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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