Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TRADESLIDE TRADING TECH LTD
FRN 586466
- 13. Giving personal recommendations on and dealing with derivatives
- 3. Giving personal recommendations on derivatives
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (8 Dec 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Dec 2014 to 8 Dec 2019)
- CF10a CASS Oversight function (22 Apr 2014 to 8 Dec 2019)
- CF30 Customer (15 Jul 2013 to 8 Dec 2019)
- CF1 Director (15 Jul 2013 to 8 Dec 2019)
- CF3 Chief Executive (15 Jul 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.